We can advise and represent clients in relation to a wide range of regulatory matters, including:

• Appeals and challenges arising from regulatory decisions.
• Regulatory investigations and enforcement action;
• Alleged breaches of regulatory requirements;
• Criminal offences arising from regulatory breaches;
• Prosecutions brought by regulatory and enforcement authorities;
• Health and safety prosecutions;
• Trading standards and consumer protection matters;
• Environmental and planning offences;
• Licensing and related regulatory offences;
• Corporate and director liability;
• Professional disciplinary and regulatory proceedings; and
• Appeals and challenges arising from regulatory decisions.

Regulatory prosecutions can have serious consequences for individuals, businesses, directors and professionals. A conviction may result in financial penalties, restrictions on business activities, professional consequences and reputational damage.

We provide clear, practical advice from the outset and will carefully consider the circumstances of the case, the applicable legislation and the evidence relied upon. Where appropriate, we will challenge the allegations, identify weaknesses in the evidence and develop a robust case on your behalf.

Where a regulatory investigation has the potential to result in criminal proceedings, obtaining legal advice at an early stage can be particularly important.

Advice and representation

Whether you are facing an initial regulatory investigation, have received a formal notice of enforcement action or are required to attend court, we can advise you on your position and the options available to you. Our aim is to provide clear and commercially sensible advice while ensuring that your case is prepared and presented as effectively as possible.